james mcdonald hercules investments wife
That would be a doubling from the low. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor.Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. The potential for growth is there, but the conditions for growth are not because we are artificially providing income. Scott Gamm And even still, there is the risk of mutations, the continuation of sickness, hospitalizations, and fear will cause stagnation for the reopening concept. Furthermore, index options provide compelling risk/return profiles with substantially less risk and volatility than their stock option counterparts.". McDonald allegedly raised over $5 million and misappropriated funds for personal expenses and Ponzi-like payments. Also on Wednesday, the U.S. Securities and Exchange Commission filed a civil complaint charging McDonald and Hercules with violations of federal securities law. These filings are called "notice filings". James Arthur McDonald Jr., 50, was charged with a single fraud count and could face up to 20 years in prison if convicted, the U.S. attorney's office said in a statement. South Ozone Park, New York, United States View. He appeared as a financial expert on TV. Ryan Thomas Gosling (born November 12, 1980) is a Canadian actor. Ainslie Simmonds Vision for Pershing X, a Startup Out to Replace Advisor Tech Stacks, Economist Jason Furman Explains How Inflation Snuck Up on Us and Whats Ahead in 2022, A Mountaineer CEO Talks Infinity Multiples, Thrill-Seeking, and How Advisors Need to Change, Modern Slavery Act Transparency Statement. JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. The bull case would imply that were 50% stronger in terms of our earnings premium over our equity premium based on what we pay for earnings. // Disclaimer. McDonald falsely represented that investor funds would be used to expand Herculess business, lied about the firms financial condition, and failed to disclose that he had promised Hercules clients that the firm would repay earlier losses. Arcadia Man Charged with Securities Fraud for Stealing Client Funds and Concealing His Investment Firms Massive Financial Losses. This case was filed in Los Angeles County Superior Courts, Norwalk Courthouse located in Los Angeles, California. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. We deliver these strategies through NFLHX. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. The S&P 500 is trading at about 23 times projected forward earnings. Youre describing a giant disconnect between the markets and small businesses that are in a world of hurt. And we know that this isnt how a strong economy operates. Or, you know, anywhere, really. The affidavit of service states that the summons and complaint were served on James McDonald by service to Beatriz Lima, "as person in charge of the place of business / authorized to accept service on behalf of Hercules Investments, LLC, a California limited liability company at 1718 18 Harriman Lane, #A, Redondo Beach, CA 90278." Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. - The dangers of too much fiscal and monetary stimulus Our strategies offer downside protection and even potential upside gains with protracted market downturns. Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. Buckhead Tower, Suite 400 3399 Peachtree Rd. Hercules Investments was awarded the WealthManagement.com 2020 Alternative Asset Manager of the year. Very few recessions and market collapses have recovered in the time period that we saw in 2020. How Hercules Investments capitalizes on systematic volatility; The companys risk-hedging technique designed to help financial advisors and clients; How James McDonalds firm helps financial advisors grow their prospects; Hercules Investments ideal client as those who got aggressive growth goals; Allowed HTML tags: . Now, there are a handful of companies that have flourished in the Covid era, but its a handful of companies. Hercules Investments chief investment officer James McDonald used to be a familiar face on CNBC, pontificating about market matters as an expert thereon. Get all the stories you need-to-know from the most powerful name in news delivered first thing every morning to your inbox. The Exchange James McDonald's advice to the next generation Hercules Investments CEO and CIO James McDonald offers his advice to the next generation of Black Americans. Global Business and Financial News, Stock Quotes, and Market Data and Analysis. Describe the ideal client profile. The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. If you or your loved one experienced investment losses, we are here to help. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. In the S&P 500, you have mega cap tech Covid winners like Microsoft, Amazon, etc. Got a confidential news tip? GESCO is a security company operating in various fields and basing on the principle of physical protection. https://www.wealthmanagement.com/sites/wealthmanagement.com/files/logos/Wealth-Management-Logo-white.png. Hercules CEO, CNBC Pundit 'In Hiding' Amid Securities Fraud Charges James Arthur McDonald Jr. appears to be on the lam as he faces as much as 20 years in prison for allegedly defrauding. The ideal client would have a portfolio of stocks that have appreciated with the market and while offering great growth potential is susceptible to a market downturn. When typing in this field, a list of search results will appear and be automatically updated as you type. The SECs complaint charges McDonald with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. McDonald was CEO of Hercules Investments LLC of Los Angeles and Index Strategy Advisors Inc. of Redondo Beach, and frequently appeared as an analyst on the CNBC financial TV news network,. The SEC's complaint, which was filed in the Central District of California, charges McDonald and Hercules with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. And this is evidenced by us being at valuation levels weve never touched before, even higher than 1929 and 2000-2001. He last appeared on the network in July 2021. Volatility itself could be owned through a number of securities. Strategy Voice Associates, LLC We are able to provide uncorrelated growth, meaning our strategies do not depend on equity markets continuing to rise in order to accomplish gains. We are partnering with Nasdaq to put Nasdaq 100 Volatility Index (VOLQ) into our portfolio in a way where investors who have realized great gains from tech can rest assured knowing that in the event of a potential market downturn, our fund will be able to sustain the impact of a declining market and should provide upside. Its two and 20 (fee arrangement) ensures that our portfolio management is in alignment with the profit objectives of the client. I really enjoyed speaking with you and appreciate you taking the time. Do you still have a 15,000 target on the Dow? Of course, we know that theres tremendous risk, not just to our health, but to the sustainability of small businesses, to the credit and economic security of households and to the outlook for how we will move forward past the pandemic. 2023 Informa USA, Inc., All rights reserved, In this episode, David Armstrong, editor-in-chief at. The economy is slowly reopening and more vaccines are reaching people. "Robust, quant driven investment strategies are typically only available to Ultra High Net Worth individuals and families with $25 million or more to invest. Founded on May 26, 2005, GESCO provides private and corporate security services in various regions of the country including Baku, in accordance with the requirements of ISO 9001, ISO 14001, ISO 45001. By Greg Bartalos February 05, 2021 James McDonald (Courtesy photo) One hundred million viewers are expected to tune into Sunday's Super Bowl between the defending champion Kansas City Chiefs and Tampa . More on that later. A frequent lecturer and conference speaker, he is a nationally-recognized expert on the topics of macroeconomics, event-driven investing, growth investing, portfolio construction, index investing, exchange-traded funds, digital currencies, and index . It means that sentiment and greed can move a market in the face of asking for fundamental justification in the short term. So, common sense would say, what changed in one year for a 50% premium in a market that most people would agree has been propelled with no monetary policy and stimulus? James McDonald Current Workplace Hercules Investments Location 633 W 5th St Ste 6770, Los Angeles, California, 90071, United States Description Read More Industry Finance General Finance Discover more about Hercules Investments James McDonald Work Experience and Education Work Experience Chief Investment Officer Vishnu Wealth Management 2017-2019 Because bulls point to loads of liquidity, low rates, and solid earnings and guidance. Federal prosecutors charged McDonald with one count of. Sign up for free newsletters and get more CNBC delivered to your inbox. Covid-19 continues to spread rapidly and the vaccine rollout has been slower-than-expected, which is a worrisome combination for the economy and the stock market., The discussion will be streamed via Zoom at this link: https://us02web.zoom.us/webinar/register/WN_guvDkdmgQcy4-HcSuTnb1Q. James Arthur McDonald Jr., 50, ran two Los Angeles-based investment firms called Hercules Investments and Index Strategy Advisors. Questions? For more information, please see www.hercules-investments.com, Media Contact: Matt Yemma Peaks Strategies 909-633-9396 [emailprotected], Cision Distribution 888-776-0942 $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) What the Fed did was to protect the economy from going into the abyss. And what were seeing now is bull market enthusiasm and all types of signs of bubbles in asset prices. All material subject to strictly enforced copyright laws. On 11/16/2021 HERCULES INVESTMENTS, LLC filed a Contract - Business lawsuit against DANNY MICHAEL CORRAL. Number 8860726. Arcadia Man Charged with Securities Fraud for Stealing Client Funds and Concealing His Investment Firms Massive Financial Losses [press release]He appeared as a financial expert on TV. The uncertainty around COVID-19 and risks of rising inflation were the impetus for launching the fund. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. With only a few times in history have we had a gap even approaching these levels of GDP growth, equity market prices, corporate profits, equity market prices and PE ratios. Our employees and their family members enjoyed a wonderful time together this morning at PureTrack in Anaheim, CA! And so, the breadth of success is extremely narrow. And so, equity market prices are assuming earnings that arent there. Our objective is to generate $10 billion for our clients in order for me to buy my football team. The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Herculess business. For more of the latest in litigation, regulation, deals and financial services trends, sign up for Finance Docket, a partnership between Breaking Media publications Above the Law and Dealbreaker. Now he's wanted on fraud charges. And weve seen, recent examples of how the concentrated energy of small investors can make headlines. The case status is Pending - Other Pending. James McDonald, CEO of Hercules Investments, is using equity index options to profit from an expected surge in volatility and market swings. And so, if the market falls say 10%, our allocations will potentially offset the losses in the long only portfolio. And so, we had that crash and then the desire and the interest in moving back forward. One hundred million viewers are expected to tune into Sundays Super Bowl between the defending champion Kansas City Chiefs and Tampa Bay Buccaneers. Previously, McDonald was of counsel to Gary, Williams, Parenti, Watson & Gary, P.L.LC. Lets wrap up with football. Mr. McDonald previously was CEO/CIO of Index Strategy Advisors Inc. (ISA) from 2010-2019. 2023 RIA Intel, an Institutional Investor Publication. Get James McDonald's email address (j*****@post.harvard.edu) and phone number (718848..) at RocketReach. This material may not be published, broadcast, rewritten, "For nearly 100 years investment firms have sought to address the average investor's goals with simplistic and inefficient mutual funds, or expensive and highly inconsistent stock picking. Charles Canter will lead the litigation. You can reach us by phone at 844-689-5754 or via e-mail. Legal Statement. McDonald, who faces up to 20 years imprisonment if convicted, is believed to be in hiding, the U.S. Attorneys office said in a news release. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor. Key stock indexes, which are market cap based, are near record highs. We represent investors in claims against negligent brokers and brokerage firms. The fund is for qualified investors only, and as such mimics many of the features of a hedge fund strategy. *Our firm, in some cases, advance costs and expenses of the case, and in that event, are recovered from the gross recovery of any settlement or verdict. Lets call it artificial income and artificial credit for small businesses that are keeping the economy alive. McDonald also allegedly raised over $3.5 million for securities trades through . Market data provided by Factset. He argues the stimulus package will fail to rehabilitate the economy and thinks investors are too sanguine about the vaccines rollout, citing logistics and trust issues surrounding the vaccine. How does it factor into your life? Because in addition to unemployed, he can also now call himself whistleblower.. This material may not be published, broadcast, rewritten, or redistributed. You've successfully subscribed to this newsletter! Our ability to monetize volatility is exceptional as evidenced by our winning WealthManagement.coms 2020 Wealthies Award as top Alternative Asset Manager. GESCO combines international experience and quality standards with modern technologies and opportunities and local professional service. Quant Research-Driven Investment Strategies For Investors Seeking Active Portfolio Management. This seriously cut in to his fee income, and CNBC appearance feesoh, yes, he was still bloviating on television about on how people should invest for more than a year-and-a-half after the most spectacular wrong call of his careerapparently dont cover the Porsches or the rent, so he decided to raise some more. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. I think we will have another risk event that pulls the market down. And, also, relatedly and with the prospect of decades in prison attach, conspiracy and fraud. Please note: We are unable to take cases with losses of less than $50,000. So, I got to root for Tom Brady because any 40-plus football player is one I admire. In a parallel action, the United States Attorney's Office for the Central District of California announced criminal charges against McDonald. Top Hercules Investments Employees James McDonald Chief Executive Officer. The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Hercules's business. The SEC's complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021 for the stated purpose of trading securities through an investment vehicle called the Index Strategy Advisors Fund, and that McDonald used less than half those funds for trading and did not engage in any trading with the funds for long stretches of time. First, between May 2019 and October 2021, McDonald, through his control of Index Strategy Advisors, Inc. ("ISA")-an unregistered investment adviser-solicited over $3.6 million from approximately 20 investors for ISA's index hedge fund, the ISA Fund. James McDonald from Hercules Investments and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, discuss the impact of the $1.9 trillion coronavirus relief package to the stock and bond markets. Or before an SEC investigator. With the Super Bowl around the corner, who do you want to win and who do you think will win? Its an all-weather strategy. - Why volatility as an asset class is key for 2021, Its important for investors to be prepared for stock market volatility, as the economic outlook remains fragile in 2021, McDonald said. My intention when I buy my team is to get on the practice field and hit those guys! And while recognizing that each investors needs are distinct, on balance what percentage of a portfolio should this comprise? "-Sonn Law Group Client. Save my name, email, and website in this browser for the next time I comment. Hercules' portfolios are designed to achieve aggressive gains whether markets are rising or falling. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC,. The SEC appreciates the assistance of the U.S. Attorney's Office, the Federal Bureau of Investigation, and the Internal Revenue Service-Criminal Investigation Division. In a parallel action, the United States Attorneys Office for the Central District of California announced criminal charges against McDonald. PDF Case Plaintiff Defendant - United States Courts Early life James McDonald was born in Wellhead, Morayshire, in north Scotland on September 23 1840. AssetMark CEO Charles Goldman tells RIA Intel that he is focused on acquisitions, helping advisors, and the long term. CHICAGO--(BUSINESS WIRE)--James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, Preparing Investment Portfolios for a 2021 Stock Market Crash, on Thursday, January 14, 2021 at 3pm EST. [Like this article? Which was great for McDonald, because he apparently really muffed the market response to a Joe Biden victory over Donald Trump two years ago: He assumed that the ousting of an incompetent demagogue would tank things. Meanwhile, sophisticated investors including institutional firms, insurance companies, and ultra-high net worth individuals have sought higher returns during growth phases and greater protection during recessionary phases by utilizing derivatives, particularly options," said James McDonald, who also serves as the firm's Chief Investment Officer. According to the complaint, McDonald also appears to have terminated his previous phone and email accounts and told one person that he planned to vanish.. Now he's wanted on fraud charges. Yeah. The Judge overseeing this case is MARGARET MILLER BERNAL. McDonald graduated from Harvard University with a Bachelors degree in Economics. Legal Statement. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. We can deliver these same strategies to investor portfolios with less than $1 million," said Mr. McDonald, Chief Executive Officer of Hercules and previous winner of the Top 10 Advisors Rising Stars award from ETF Report magazine. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop. 4 . James McDonald is a 25-year veteran of the investment industry and was named one of America's top 10 investment advisors by ETF.com in 2012. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. With interest rates so low, what do you make of the TINA argument, which asserts there is no alternative to stocks? It is a risk-hedged growth mutual fund that captures market appreciation and has the potential for great gains when markets fall. McDonald was CEO of Index Strategy Advisors from 2010 until 2019, when he founded Hercules, which offers market neutral portfolio management, while specializing in high-growth equity index options for clients. We fight to level the playing field between large corporations and the public investor. Web page addresses and e-mail addresses turn into links automatically. There are hundreds of companies in the small cap space that dont have the cash to pay their debt. The gap between corporate profits and GDP, or even corporate profits and equity market prices, is wider than its ever been by a long way.
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